Category Archives: Due Diligence

Initial Coin Offerings and SEC Enforcement: Protecting Investors (Part IA)

  By Dan Portnov Last week I had the pleasure of attending a reception featuring SEC Commissioner Robert Jackson, who spoke about FinTech, ICOs and crypto-assets. Jackson’s prepared comments and subsequent Q&A session were a rare look into one Commissioner’s concerns and hopes for … Continue reading

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Initial Coin Offerings and SEC Enforcement: Protecting Investors (Part I)

  By Dan Portnov The SEC’s Office of Investor Education and Advocacy (“OIEA”) came in hot last week with its HoweyCoin initial coin offering pre-sale – a mock ICO designed to teach cryptocurrency-hungry investors the lesson that some ICOs may … Continue reading

Posted in CFTC case, Due Diligence, Investor fraud, SEC Investigation, Securities fraud | 2 Comments