
Category: Securities fraud


A Groovy Decision by Fifth Circuit Gives Corporate Executives a Second Chance Based on Evidentiary Mistakes at Trial
The Problem With Perks – SEC Cracks Down on Disclosure of Executive Compensation
The Opening Statement for this Prosecution Writes Itself: The Indictment of Massey Energy CEO
The First-Ever Prosecution for “Spoofing”
How Much Cooperation Is Enough to Avoid Prison?
Marge Would Not Be Happy: The Simpsons’ Former Executive Producer Indicted for Fraud
Why Is It So Hard To Defend Against Insider Trading Charges? Qualcomm Employees Face SEC and Criminal Charges
The Secret Life of the Director of Financial Reporting: Guilty Plea by Celgene Corp. Executive for Insider Trading Scheme
Treating Individuals Like Corporations—But In a Good Way: SEC’s First Deferred Prosecution Agreement With an Individual
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