Category: Securities fraud
Bernie Madoff Accountant Faces Parallel DOJ and SEC Cases
Spike Lee Would Be Proud: Government Does the Right Thing (In a Securities Fraud Case)
Seven Fun Ways To Commit Insider Trading
It Depends On What The Meaning Of the Word “Note” Is: Tenth Circuit Holds That The Jury Must Decide When a Note is a “Security”
Maybe the Third Time’s a Charm: SEC Charges Oppenheimer Private Equity Fund Manager with Misleading Investors
First Is the Worst: SEC Forces Hedge Fund Manager To Admit Wrongdoing Under New Policy
New Technology, Old-School Fraud: SEC Goes After Bitcoin-Based Ponzi Scheme
With a Name Like “DiscoCare,” How Can You Go Wrong? Two ArthroCare Executives Indicted for Securities Fraud
What is the SEC’s “Cross-Border Working Group”? This Chinese Company’s Executive Is Getting a Tough Lesson
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