GRAND JURY TARGET

GRAND JURY TARGET

Tracking Key Issues in White Collar Prosecutions

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Tag: Financial Services Industry

April 28, 2016June 18, 2020 Kropf Moseley

That Time the SEC Got It Right

January 27, 2016June 18, 2020 Kropf Moseley

Can You Be Liable Because of Your Job Title? Control Person Liability and Jon Corzine

October 20, 2015October 22, 2015 Kropf Moseley

The SEC Finally Surrenders in Insider Trading Case

October 13, 2015October 12, 2015 Kropf Moseley

SDNY Limits a Corporate Executive’s Ability to Use the Advice-of-Counsel Defense

March 3, 2015June 17, 2020 Kropf Moseley

First-Ever Case Against Chief Compliance Officer For Failure To Implement Anti-Money Laundering Program at MoneyGram

October 31, 2014June 17, 2020 Kropf Moseley

How Much Cooperation Is Enough to Avoid Prison?

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Categories

Appeal Bribery civil case Conspiracy Conviction After Jury Trial Criminal Forfeiture Criminal Investigation Discovery/Brady Dismissal of charges in indictment DOJ policy and practice DOJ Statements False statements FCPA Government contracting fraud Health care fraud Indictment Insider Trading Mail Fraud Misc Money Laundering Obstruction OIG investigations Plea Agreement Public Corruption Search warrant SEC Investigation SEC policy and practice Securities fraud Sentencing Wire Fraud

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