Tag Archives: Hedge fund

First Is the Worst: SEC Forces Hedge Fund Manager To Admit Wrongdoing Under New Policy

It’s not often that someone wishes the government investigated him earlier. But Philip Falcone, the hedge fund advisor for Harbinger Capital, may be wishing exactly that. Mr. Falcone and Harbinger Capital recently agreed to settle an SEC investigation against them … Continue reading

Posted in SEC Investigation, SEC Settlement, Securities fraud | Tagged | 2 Comments